14-01573 | 10/30/2015 | Claimant(s): Morrisa Schiffman Claimant Lawyers(s): Seth E. Lipner Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Kenneth J. Horowitz, Martin R. Cramer, Paul Allan Massaro Hearing Site: Newark, NJ
| | $95,633 |
14-01499 | 07/24/2015 | Claimant(s): Donna Meli Claimant Lawyers(s): Michael Hill Respondent(s): Morgan Stanley Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Mark H. Stein Hearing Site: Philadelphia, PA
| | Expungement |
14-00394 | 02/13/2015 | Claimant(s): Jonathan Plavnick Claimant Lawyers(s): Thomas C. Costello Respondent(s): Morgan Stanley Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Janet Stern Solomon Hearing Site: Baltimore, MD
| | Expungement |
12-02268 | 07/31/2014 | Claimant(s): Joanna Lyon, Ray Lyon Claimant Lawyers(s): Benjamin Lapin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Douglas Earl McLaren, Jonathan K. Tycko, Jane A. Smith Hearing Site: Washington, DC
| | Expungement |
12-00951 | 01/06/2014 | Claimant(s): Deborah Shishko, Robert Shishko, John Shishko Revocable Trust, Robert Shishko Trust Claimant Lawyers(s): J. Christopher Wehrle, Marc L. Godino Respondent(s): Elliott Moskowitz, Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Robert J. Ruben, Blaine Smith, David L. Maislen Hearing Site: Los Angeles, CA
| | Expungement |
11-02525 | 07/29/2013 | Claimant(s): Estate of Andrew R. Piergeorge, Andrew R. Piergeorge Rev. Living Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Morgan Stanley Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Ilisa J. Smukler, Myron E. Levenson, Kenneth Steven Halpern Hearing Site: Boca Raton, FL
| | Expungement |
12-01300 | 07/25/2013 | Claimant(s): Doris S. Henley Family Trust Claimant Lawyers(s): Randall Udelman Respondent(s): Citigroup Global Markets., James Casey Respondent Lawyers(s): Ellen Sessions, Raul Sanchez Arbitrator(s): Howard W. Shannon, Paul J. Robinson, Allan Levey Hearing Site: Phoenix, AZ
| | Expungement |
11-03842 | 04/08/2013 | Claimant(s): Frank Papa Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Saverio J. Cina, Madelon M. Rosenfeld, Laura Carraher Hearing Site: New York, NY
| | Expungement |
11-03202 | 03/20/2013 | Claimant(s): Joseph Lorio Claimant Lawyers(s): James F. Willeford Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez, Executive Director Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq Hearing Site: New Orleans, LA
| | Expungement |
11-01800 | 11/09/2012 | Claimant(s): Mike Lusk, Mike G. Lusk, Sr. IRA's, Mike G. Lusk and Lynette Lusk Jointly Claimant Lawyers(s): Frank "Kim" Breese Respondent(s): Citigroup Global Markets., Morgan Stanley, Louis Frascogna, Paul Keys Respondent Lawyers(s): Raul Sanchez Arbitrator(s): George A. Sawyer, Earle J. Schwarz, James Kee Irvin Hearing Site: Jackson, MS
| | $0 |