| 22-01619 | 07/08/2024 | Claimant(s): Dana Cohen, Jerome Cohen, The Estate of Jeffrey Cohen, The Ronni Cohen Trust
Claimant Lawyers(s): Coren H. Stern
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Will Murphy, Barry David Thorpe, Noah David Rubin
Hearing Site: Boca Raton, FL
|  | $643,992 |
| 21-02360 | 05/25/2023 | Claimant(s): Emily Aronson
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Stephen Robert Tiernay
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-01830 | 01/19/2023 | Claimant(s): Keren Jeanfort and Fortuno Jeanfort
Claimant Lawyers(s): Keren Jeanfort
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | $0 |
| 21-02191 | 02/04/2022 | Claimant(s): Steven Ward
Claimant Lawyers(s): Steven B. Ward
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | $300 |
| 16-02933 | 03/29/2018 | Claimant(s): Nicolette Billings, Estate of Rosemary Seheult
Claimant Lawyers(s): Gregory A. Friedman
Respondent(s): David Gray, Morgan Stanley, Citigroup Global Markets., Gregg Stupinski
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Barry David Thorpe
Hearing Site: Miami, FL
| | $0 |
| 16-03355 | 04/03/2017 | Claimant(s): Robin Lapes
Claimant Lawyers(s): Robin M Lapes
Respondent(s): Robert Hunt
Respondent Lawyers(s): Sunai Edwards
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
| | $18,060 |
| 14-00862 | 02/18/2016 | Claimant(s): Carmelo Nieves, Nelly Cruz, Caguas Mechanical Contrators
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon, Samuel B. Edwards
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of P R
Respondent Lawyers(s): Joel M. Everest, Roberto Quinones-Rivera
Arbitrator(s): Barry David Thorpe, Brian James Tagtmeier, Frank A. Little, Jr.
Hearing Site: San Juan, PR
| | Expungement |
| 13-03530 | 06/25/2015 | Claimant(s): Oscar Zuniga
Claimant Lawyers(s): Harold Vicente-Colon
Respondent(s): Carlos Ubinas Taylor, Doel Garciaromero, Jose Crescioni, UBS Financial Services Inc., UBS Financial Services Inc of PR
Respondent Lawyers(s): Carlos A. Valldejuly-Sastre, Joelle Simms, Leslie Y. Flores-Rodriguez, Mauricio O. Muniz-Luciano, Roberto C. Quinones
Arbitrator(s): Daniel H. Yaffe, Barry David Thorpe, Harry G. Mason
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02741 | 09/26/2014 | Claimant(s): Nestor Fernandez
Claimant Lawyers(s): Michael M. Mincieli
Respondent(s): Deutsche Bank Securities., Wells Fargo Securities
Respondent Lawyers(s): David Guidry, Matthew Kalinowski
Arbitrator(s): Peter A. Cartwright, Barry David Thorpe, Robert G. Geeseman
Hearing Site: Miami, FL
| | $0 |
| 12-04159 | 05/01/2014 | Claimant(s): Ralph Bixler
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Catherine Santiago, Wells Fargo Advisors, Margarita Figueroa
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Barry David Thorpe
Hearing Site: San Juan, PR
| | Expungement |
