23-03006 | 10/28/2024 | Claimant(s): Andrew Schultz Claimant Lawyers(s): Joel M. Everest Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL
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23-02704 | 03/20/2024 | Claimant(s): Trevor Fried Claimant Lawyers(s): Randi P Spallina Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL
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23-00733 | 12/19/2023 | Claimant(s): John Dewitt Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leonel Peraza, Jr. Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL
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23-01036 | 11/06/2023 | Claimant(s): Christopher Norton Claimant Lawyers(s): Joshua A Katz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Randy R Freedman, Michael Ross, Barry David Thorpe Hearing Site: Boca Raton, FL
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21-02578 | 10/21/2022 | Claimant(s): Jeffrey Blum Claimant Lawyers(s): Samantha Pastor Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL
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21-01841 | 03/25/2022 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL
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20-02543 | 03/24/2021 | Claimant(s): Christopher Conness Claimant Lawyers(s): Harris Freedman Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry W. Yager Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL
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19-02747 | 10/30/2020 | Claimant(s): Vincent Luongo Claimant Lawyers(s): Vincent John Luongo Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Barry David Thorpe, S. Ronald Daniels, Everett Scott Youngberg Hearing Site: Boca Raton, FL
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18-02986 | 01/21/2020 | Claimant(s): Arturo Neto Claimant Lawyers(s): Harris Freedman Respondent(s): EFG Capital International Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe Hearing Site: Miami, FL
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18-02999 | 03/26/2019 | Claimant(s): Mark Maller Claimant Lawyers(s): Jonathan D Kaney Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Steven Gerard Goerke, Barry David Thorpe, Howard L. Conklin Hearing Site: Boca Raton, FL
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