| 13-02663 | 12/12/2014 | Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
|  | $0 |
| 12-00756 | 12/11/2014 | Claimant(s): Bernie Bernheim APC Retirement Trust
Claimant Lawyers(s): Nazo S. Semerdjian
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Edward J. Costello
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-02405 | 12/03/2014 | Claimant(s): Beverley Scott
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Park
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Gerald F. Corrigan, Robin Carr, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04381 | 11/19/2014 | Claimant(s): Antonio Cagnolo, Arlene Webber, Farrokh Alaghband, Guita Shahrestany, Irene Martino, Lucio Martino, Mark Webber, Nick Shahrestany, Pejmon Tagizad, Peter Spataro, Stephanie Alaghband, 10100 Culver City LLC, Apollo Investments., F&A Holdings., Milan Investments, The Martino Family Trust dtd 7/2/00, The Webber 1990 Revocable Trust, Zia Shahrestany Trust
Claimant Lawyers(s): Gary A. Praglin
Respondent(s): Bruce Treitman, Deutsche Bank Securities.
Respondent Lawyers(s): Mark Parmelee, Paul J. Schumacher
Arbitrator(s): Robert F. Saint-Aubin, George Frederick Garris, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-03347 | 11/19/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Audrey Kuwabara, Jamie Bennett, Michael Ning, Phillip Rodriguez, Arque Capital, LTD
Respondent Lawyers(s): Jared R.B. Hutton, Shirley Hayton
Arbitrator(s): John E. Ohashi, CathyLyn Rossi, Pamela Jane Koslow
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00169 | 11/19/2014 | Claimant(s): Benjamin Hoch, Holly Hoch, Hoch Family Trust as Amended & Restated
Claimant Lawyers(s): Brian E. Shear, Theodore J. Cohen
Respondent(s): J.P. Morgan Securities, Robert Klein
Respondent Lawyers(s): Paul Schumacher
Arbitrator(s): Elliott Zachary Seff, Susan B. Gans-Smith, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
| | $485,000 |
| 13-00333 | 11/06/2014 | Claimant(s): John Chase, Susan Chase, Chase Charitable Remainder Trust
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Wells Fargo Advisors, Mark Vandeburgt
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Alan Stamm, Mary M. O'Neil, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | $144,808 |
| 13-03539 | 10/20/2014 | Claimant(s): Michael Bodnar
Claimant Lawyers(s): Robert Talbot
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $6,121 |
| 13-03104 | 10/15/2014 | Claimant(s): PFIS 401-K PSP & Trust
Claimant Lawyers(s): Kristina E. Thomas
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Timothy P. Griffin
Arbitrator(s): Arthur F. Brueggeman
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03343 | 10/14/2014 | Claimant(s): Bijan Dokhanian, Michael Sadeghan, Shahdokht Dokhanian, Sean and David Sadgan, S&B Dokhanian Family Trust U/T/A 10/3/05
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Ascendant Asset Advisors., Interactive Brokers LLC
Respondent Lawyers(s): Burton Mark Senkfor, Robert W. Topp
Arbitrator(s): Arthur F. Brueggeman, Robert B. Hansohn, John Marius Baker
Hearing Site: Los Angeles, CA
| | $800,000 |
