| 21-00336 | 02/20/2024 | Claimant(s): Edward Winston
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mark T. Drooks
Arbitrator(s): Vicki Z. Holleman, Susan C Lushing, Jeffrey Alan Helewitz
Hearing Site: New York, NY
|  | $0 |
| 22-02376 | 05/24/2023 | Claimant(s): Rajiv Sharma
Claimant Lawyers(s): Rajiv Narendrakumar Sharma
Respondent(s): Melissa Campbell
Respondent Lawyers(s): Melissa Leigh Campbell
Arbitrator(s): Susan C Lushing, April D. Bowie, Michael J. Perinelli
Hearing Site: New York, NY
| | $0 |
| 18-04248 | 06/12/2019 | Claimant(s): Yatin Sampat
Claimant Lawyers(s): Yatin Sampat
Respondent(s): Barclays Capital Inc., optionsXpress.
Respondent Lawyers(s): David G. Russell, Joseph L. Siders
Arbitrator(s): Susan C. Lushing, Marguerite B. Filson, Keely D. Parr
Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
| 15-02356 | 09/27/2016 | Claimant(s): Lance Lipkus
Claimant Lawyers(s): Joshua Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Susan C. Lushing, Mary P. Bass, Mitchell Regenbogen
Hearing Site: New York, NY
| | $0 |
| 14-00462 | 12/11/2015 | Claimant(s): Estate of Stanley Stein, Tracy Stein IRA, Laura Weiss Trust, Tracy Stein, PACE, Trust u/w Bonnie R. Stein
Claimant Lawyers(s): Gary Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Susan C. Lushing, Linda J. Baer, Lawrence H. Teich
Hearing Site: New York, NY
| | $0 |
| 14-01705 | 07/08/2015 | Claimant(s): Estate of John Lidell
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Jason Klabal, Michael Mariani, Legend Securities.
Respondent Lawyers(s): David A. Gehn, Lawrence R. Gelber, Michael A. Mariani
Arbitrator(s): Susan C. Lushing, Richard Lee Mansdoerfer, Michele S. Riley
Hearing Site: New York, NY
| | $61,867 |
| 12-04099 | 05/07/2015 | Claimant(s): National Australia Bank Limited, TSL (USA)Inc.
Claimant Lawyers(s): Jonathan E. Pickhardt
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Philip M. Bowman
Arbitrator(s): Susan C. Lushing, Alfred John Del Rey, Amy Banet
Hearing Site: New York, NY
| | $80,000,000 |
| 14-03211 | 05/07/2015 | Claimant(s): Ronnie Revel
Claimant Lawyers(s): Ronnie Revel
Respondent(s): Mikhail Cherny, Osher Douek
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
| | $0 |
| 12-03020 | 04/13/2015 | Claimant(s): Mark Ginsberg
Claimant Lawyers(s): Loretta M. Gastwirth
Respondent(s): Maziar Shams, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): Susan C. Lushing, Nancy Kramer, Harrison Johnson
Hearing Site: New York, NY
| | $0 |
| 11-02832 | 04/25/2013 | Claimant(s): James Metzger
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Susan C. Lushing, Evonne W.J. Tolbert, Andrew M. Schmertz
Hearing Site: New York, NY
| | $0 |
