| 21-02041 | 05/02/2023 | Claimant(s): Eda Lee Haas, Julia Berg, Phillip Haas, Sandra Gollofon, Susan Meyers
Claimant Lawyers(s): Duncan E Manville
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): Christopher A. Stecher, David Luger
Arbitrator(s): Elwood C. Avery, Cheung David Chhieng, Katherine L Sidener
Hearing Site: Seattle, WA
|  | $0 |
| 21-02933 | 10/14/2022 | Claimant(s): Li Lin Rood, Richard Rood
Claimant Lawyers(s): Li Lin Rood
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Elwood C. Avery
Hearing Site: Seattle, WA
| | $0 |
| 20-03966 | 08/11/2022 | Claimant(s): Carol Howard
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Titan Securities
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Robert M Stein, Elwood C. Avery, Stephany Adriene Watson
Hearing Site: Seattle, WA
| | Expungement |
| 18-02138 | 06/10/2019 | Claimant(s): Esther Ackermann, Pauline Ackermann
Claimant Lawyers(s): Robert Gonser
Respondent(s): Ken Carter, RBC Capital Markets LLC
Respondent Lawyers(s): Donald Davidson, Trent M. Latta
Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, G. E. Craig Doupe
Hearing Site: Seattle, WA
| | Expungement |
| 18-02355 | 01/03/2019 | Claimant(s): Adele Harper, Amanda Harper, Chris Hansen, Christina Hansen, Ed Harper, Gary Hansen, Genene Hansen, Philip Harper, Ray Hadley, Rick Tokita, Robert Hadley, Terry Hansen, Trevor Shuman
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, Paul E. Dahlman, James E. Bartels
Hearing Site: Boise, ID
| | $385,000 |
| 17-03131 | 05/11/2018 | Claimant(s): Barry Sorensen, Charles Cook, Lared Hansen and Andria B. Hansen, Val H. Bingham and Erin M. Bingham
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, George J. Karlsven, Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
| | $0 |
| 15-01546 | 11/28/2016 | Claimant(s): Jonathan Tran, Trustee of the Jonathan T
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Gilliat Schroeder, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand, Molly J. Henry
Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, Joseph Lincoln Carman
Hearing Site: Seattle, WA
| | $0 |
| 13-01600 | 11/16/2016 | Claimant(s): Chakorn Phisuthikul, Marilyn Heinemann
Claimant Lawyers(s): Joshua Sisam
Respondent(s): Philip Pizelo, William Swayne, Pacific West Securities., WMS Financial Planners.
Respondent Lawyers(s): John W. Stenson, Philip A. Pizelo, Philip Anthony Pizelo, William Madison Swayne
Arbitrator(s): Elwood C. Avery, Linda A. Cotton, Ann Sattler
Hearing Site: Seattle, WA
| | $1,199,900 |
| 13-01942 | 11/06/2015 | Claimant(s): Nancy Jensen, Steven Jensen, Padre Resorts.
Claimant Lawyers(s): Bradd L. Milove, Jacob Pyle
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Willis Cole, Pacific West Securities.
Respondent Lawyers(s): Erinn June Ford, John A. Bender, Mark Thomas McCloskey, Philip A. Pizelo, Philip Anthony Pizelo, Shanon Lane Ford
Arbitrator(s): Elwood C. Avery, Richard L. Warner, Dante Lee Montoya
Hearing Site: Seattle, WA
| | $0 |
| 12-00556 | 06/03/2013 | Claimant(s): Donald Sehmel, Mary Sehmel, The Sehmel Homestead Limited Partnership, 1995 Sehmel Homestead Charitable Trust
Claimant Lawyers(s): Christopher Mader
Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group
Respondent Lawyers(s): William E. Fitzharris
Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, Thomas R. Dreiling
Hearing Site: Seattle, WA
| | $0 |
