21-02810 | 10/20/2022 | Claimant(s): Ariyo Noibi Claimant Lawyers(s): Ariyo Noibi Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY
| | $0 |
15-03454 | 07/17/2018 | Claimant(s): Market Bridge Capital Global Macro Claimant Lawyers(s): Robert Miller Respondent(s): Ladenburg Thalmann & Co. Inc. Respondent Lawyers(s): Michael D. Handelsman Arbitrator(s): Joan Marie Chiusano, Joseph I. Liebman, Sandra Holtzman Hearing Site: New York, NY
| | $0 |
16-03728 | 12/18/2017 | Claimant(s): Stonehaven Claimant Lawyers(s): Roger E. Barton Respondent(s): Seer Capital Management Respondent Lawyers(s): Robert Knuts Arbitrator(s): Joseph I. Liebman, Sandra Holtzman, Paul M. Friedman Hearing Site: New York, NY
| | $0 |
15-02418 | 05/16/2017 | Claimant(s): Nobilis Consulting Claimant Lawyers(s): Kevin P. Conway Respondent(s): George Buonocore, COR Clearing LLC Respondent Lawyers(s): Gayle Jenkins, Kevin P. Conway Arbitrator(s): Joseph I. Liebman, Deborah A. Shapiro, Emily Diamond Hearing Site: New York, NY
| | $0 |
15-02988 | 10/20/2016 | Claimant(s): Caren Kramer Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY
| | Expungement |
13-03077 | 08/05/2016 | Claimant(s): Anthony Barbato, Anthony Barbato Trustess of Claimant Lawyers(s): W. Alexander Melbardis Respondent(s): Anastasios Belesis, JTF Private Wealth Management, John Thomas Financial Respondent Lawyers(s): Anthony C. Varbero, Dan A. Druz, Maria Cummings Arbitrator(s): Stanley F. Meyerson, Joseph I. Liebman Hearing Site: New York, NY
| | $57,524 |
14-01826 | 10/23/2015 | Claimant(s): Allan Levine Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Biagio A. Civale, Paul S. Biederman, Joseph I. Liebman Hearing Site: New York, NY
| | Expungement |
14-00162 | 05/22/2015 | Claimant(s): Ahmed Hussein Claimant Lawyers(s): Stephen E. Morrissey Respondent(s): UBS Financial Services Inc., UBS International Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Bertrand M. Lanchner, Joseph I. Liebman, Phillip Weitzman Hearing Site: New York, NY
| | $2,000,000 |
13-03663 | 04/07/2015 | Claimant(s): Antonino Arconte Claimant Lawyers(s): Kenneth J. Anand Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Alexandra L. Dunaif, George E. Berkeley, Joseph I. Liebman Hearing Site: New York, NY
| | $34,213 |
13-00264 | 07/24/2014 | Claimant(s): Norma Peters and Craig Shields Claimant Lawyers(s): Scott L. Silver Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Joseph I. Liebman Hearing Site: New York, NY
| | Expungement |