19-03719 | 03/03/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Tracey Salmon-Smith Respondent(s): Mark Boccuzzi Respondent Lawyers(s): Jeremy L. Bartell Arbitrator(s): David S. Billet, Charles L. Henderson, Joseph I. Liebman Hearing Site: New York, NY
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20-00804 | 03/02/2021 | Claimant(s): Zhi Li Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Financial Services LLC Respondent Lawyers(s): David Hantman Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY
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20-01128 | 01/29/2021 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay Allan Ambroson Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY
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20-00659 | 01/25/2021 | Claimant(s): James Faddy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SEG Capital Respondent Lawyers(s): Legal Department Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY
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17-01993 | 03/19/2019 | Claimant(s): Adam Kaplan, Daniel Kaplan Claimant Lawyers(s): John D. Singer Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Susan C. Lushing, Joseph I. Liebman, Lynnette Rich Hearing Site: New York, NY
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18-00848 | 03/15/2019 | Claimant(s): Ken Kavanagh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): D'Anna Harper Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY
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17-02260 | 05/25/2018 | Claimant(s): Elizabeth Angelone Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY
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16-00133 | 05/04/2017 | Claimant(s): Lawrence Karp Claimant Lawyers(s): David N. Mair Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Joseph I. Liebman, Michael Ritner Weaver, Brooks White Hearing Site: New York, NY
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15-00162 | 01/21/2016 | Claimant(s): Barbara Russell Claimant Lawyers(s): Neal Brickman Respondent(s): Danielle Hughes, Divine Capital Markets LLC Respondent Lawyers(s): Ralph De Martino Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY
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13-03044 | 11/20/2014 | Claimant(s): UBS Financial Services Inc., UBS AG Claimant Lawyers(s): Michael W. Starr Respondent(s): Terence Reynolds Respondent Lawyers(s): Francis M. Curran Arbitrator(s): Arthur S. Joseph, Joseph I. Liebman, Ernesto Jose Mejer Hearing Site: New York, NY
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