23-01839 | 11/04/2024 | Claimant(s): Michael Galanti, Sheilah Galanti Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): James Mariani, Michael Fasciglione Respondent Lawyers(s): James J. Mariani, Michael Fasciglione Arbitrator(s): Martin R. Cramer, Peter L. Michaelson, Cataldo Fazio Hearing Site: Jersey City, NJ
| | $500,300 |
23-01004 | 10/22/2024 | Claimant(s): Douglas McCredy, Gregory Dente Claimant Lawyers(s): Ryan Cook Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Louis Arnold Russo Hearing Site: Jersey City, NJ
| | Expungement |
24-00947 | 09/09/2024 | Claimant(s): Chiara Yi Claimant Lawyers(s): Chiara Yi Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Kevin Kanesaka Hearing Site: Jersey City, NJ
| | $300 |
22-02807 | 08/27/2024 | Claimant(s): Chrisandra Delesky, Jonathan Provoost Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring Hearing Site: Jersey City, NJ
| | Expungement |
21-00120 | 08/13/2024 | Claimant(s): Ralph Shalom Claimant Lawyers(s): Steven D. Toskes Respondent(s): David Lerner Associates. Respondent Lawyers(s): Eugene Small Arbitrator(s): John A. Scudiero, Jay Alan Kranis, Louis Arnold Russo Hearing Site: Jersey City, NJ
| | Expungement |
22-02620 | 08/06/2024 | Claimant(s): Patrick Roth Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez Hearing Site: Jersey City, NJ
| | Expungement |
23-03467 | 05/13/2024 | Claimant(s): Sergio Agopian Claimant Lawyers(s): John E. Jenkins Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ
| | $300 |
22-02571 | 05/06/2024 | Claimant(s): Estate of Mark Sherman Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik Hearing Site: Jersey City, NJ
| | Expungement |
23-02276 | 12/29/2023 | Claimant(s): Junya Zhang Claimant Lawyers(s): Junya Zhang Respondent(s): Moomoo Financial Inc. Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ
| | $54 |
23-01714 | 12/19/2023 | Claimant(s): Christine Gustafson, Karen Landau Claimant Lawyers(s): Karen Landau Respondent(s): Margaret Latta, TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ
| | $425 |