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FINRA Awards for Charles A. Crocco

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0087703/30/2015Claimant(s): Carmelo Corsello
Claimant Lawyers(s): James Kirtland
Respondent(s): Michael Kelly, Regal Securities.
Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly
Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro
Hearing Site: Newark, NJ
Checkmark Icon$0
12-0433907/08/2014Claimant(s): Marilyn Cresswell, William Cresswell
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Paul Thomas
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0220112/11/2013Claimant(s): Jeffery Citron, Ron Purpora, Steve McDermott, KEC Holdings, RGP Capital, SMCB Capital, Kyra Elise Citron 1999 Descendants Annui, Noah Aidan Citron 1999 Descendants Annui
Claimant Lawyers(s): Loren Schechter
Respondent(s): Deutsche Bank Securities., James Solano, Deutsche Bank Alex. Brown
Respondent Lawyers(s): Aryeh L. Kaufman, Joshua Klein
Arbitrator(s): Charles A. Crocco, John E. Shine, Edith M. Novack
Hearing Site: Newark, NJ
Checkmark Icon$0
12-0118311/27/2013Claimant(s): Joanne Hurley
Claimant Lawyers(s): Todd Wilson
Respondent(s): George Avallone, Royal Alliance Associates., George A. Avallone Tax and Financial Svc
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0160606/22/2012Claimant(s): Frances Detraz
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Banc One Securities Corporation
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Charles A. Crocco, John R. Buehler, William W. Bride
Hearing Site: New Orleans, LA
Checkmark IconExpungement
09-0092108/03/2010Claimant(s): Frank Foglia
Claimant Lawyers(s): Frank Foglia
Respondent(s): Frank Vanore
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0220912/15/2008Claimant(s): Helene Teper
Claimant Lawyers(s): John J. Marinan
Respondent(s): Barry Sloane
Respondent Lawyers(s): Stacy E. Nathanson
Arbitrator(s): Charles A. Crocco, Micalyn S. Harris, Steven M. Hecht
Hearing Site: New York, NY
Checkmark Icon$0
07-0311005/22/2008Claimant(s): Toni Ciarlariello
Claimant Lawyers(s): Toni G. Ciarlariello
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
Checkmark Icon$0

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