| 17-02799 | 01/07/2020 | Claimant(s): Daniel Motherway
Claimant Lawyers(s): Daniel P. Motherway
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony Borrelli
Arbitrator(s): Charles A. Crocco, Robert E. Anderson, Stephen L. Lister
Hearing Site: Newark, NJ
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| 13-00022 | 08/21/2014 | Claimant(s): Kenneth Williams
Claimant Lawyers(s): Kenneth W. Williams
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey Hedlund
Arbitrator(s): Charles A. Crocco, Ronald Citron, Sylvia Kaminsky
Hearing Site: Newark, NJ
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| 12-00788 | 06/11/2013 | Claimant(s): Robert Meyer
Claimant Lawyers(s): Charles J. Uliano
Respondent(s): Edward Moldaver, Morgan Stanley
Respondent Lawyers(s): David Robbins, Kevin B. Walker
Arbitrator(s): Charles A. Crocco, Michael L.B. Kaplan, Louis P. Wagman
Hearing Site: Newark, NJ
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| 11-02850 | 05/08/2013 | Claimant(s): Hennion and Walsh.
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Jason Chambeau, Morgan Stanley
Respondent Lawyers(s): Jonathan C. Thau
Arbitrator(s): Charles A. Crocco, John A. Scudiero, John Herbert Grefe
Hearing Site: Newark, NJ
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| 12-01870 | 11/16/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg, Esq., Melissa A. Bevilacqua
Respondent(s): Victor Rivera
Respondent Lawyers(s): Victor Manuel Rivera
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
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| 12-00269 | 09/27/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Maria Fernando
Respondent Lawyers(s): Maria Elena Fernando
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
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| 11-04031 | 03/21/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
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| 06-03789 | 04/16/2009 | Claimant(s): John Gaffney
Claimant Lawyers(s): Richard A. Herman
Respondent(s): Andrew Grillo, George Batelli Jr., Citigroup Global Markets., Maribeth Robinson, Peter Liebeskind, Steven Torrico
Respondent Lawyers(s): Christopher M. Galusha, Kevin B. Walker
Arbitrator(s): Charles A. Crocco, Marguerite B. Filson, Howard Breindel
Hearing Site: Newark, NJ
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