| 17-03185 | 05/02/2018 | Claimant(s): Shaun Rashid
Claimant Lawyers(s): Daniel McCartin
Respondent(s): Morgan Stanley, Reza Niazi-Sai
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Alan S. Carmel, Ellen F. Kandell, James Drew Butler
Hearing Site: Baltimore, MD
|  | Expungement |
| 17-01414 | 04/13/2018 | Claimant(s): Estate Of Addie Belle Jones
Claimant Lawyers(s): Norman B. Arnoff
Respondent(s): Lawrence Mieras, American Portfolios Advisors., American Portfolios Financial Services
Respondent Lawyers(s): Mitchell H. Cobert
Arbitrator(s): Laura A. Kaster, Lionel E Pashkoff, James Ray Eyler
Hearing Site: Baltimore, MD
| | $0 |
| 17-00219 | 04/03/2018 | Claimant(s): Brandon Oliver
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Jim Geiger, Timothy J. Wright, Ellen F. Kandell
Hearing Site: Baltimore, MD
| | Expungement |
| 17-02918 | 03/28/2018 | Claimant(s): Barbara Sweet, Kenneth Sweet
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): William Brown
Respondent Lawyers(s): William Robert Brown
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
| | $213 |
| 16-03566 | 11/09/2017 | Claimant(s): Linda Pollock
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners.
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
| | $0 |
| 16-03301 | 10/20/2017 | Claimant(s): Charles Koontz
Claimant Lawyers(s): Clinton Barkdoll
Respondent(s): Bernice Schick, David Holman, Don Coldsmith, Nelson Hoachlander, Edward Jones, Randall Koontz
Respondent Lawyers(s): Alexandra M. Sipe, Bernice Schick, Daniel J. Donovan, Nelson L. Hoachlander
Arbitrator(s): John H Adair, Laura A. Kaster, Thomas James Hirsch
Hearing Site: Baltimore, MD
| | $34,011 |
| 16-03009 | 10/18/2017 | Claimant(s): Elizabeth Gallucci
Claimant Lawyers(s): Dennis Boyle
Respondent(s): Frank Kelly, HD Vest Investment Services
Respondent Lawyers(s): Rob Moses
Arbitrator(s): Gordon M. Wase
Hearing Site: Baltimore, MD
| | $0 |
| 15-02046 | 07/21/2017 | Claimant(s): Harold Garner, Shirley Garner
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Ameriprise Financial Services., Michael Sommerfield
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Douglas Earl McLaren, Christopher M. McMurray, Eric Erdheim
Hearing Site: Baltimore, MD
| | Expungement |
| 16-00666 | 01/09/2017 | Claimant(s): Cynthia Strini
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Labron Toles, Philip Dina, Silva Velez
Respondent Lawyers(s): Labron Manosa Toles, Philip A. Dina, Silva Alexander Velez
Arbitrator(s): Jane C. Carney
Hearing Site: Baltimore, MD
| | $24,574 |
| 15-01225 | 01/06/2017 | Claimant(s): Paul & Beatrice Hessong
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Buda Yao, Costa Tzotzis, James Webb, Jeff Bodner, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy Newcomb
Arbitrator(s): David L. Ruderman, Jane Tam, Harold Craig Cohen
Hearing Site: Baltimore, MD
| | $0 |
