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FINRA Awards for Frank Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0300910/18/2017Claimant(s): Elizabeth Gallucci
Claimant Lawyers(s): Dennis Boyle
Respondent(s): Frank Kelly, HD Vest Investment Services
Respondent Lawyers(s): Rob Moses
Arbitrator(s): Gordon M. Wase
Hearing Site: Baltimore, MD
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