| 14-01220 | 10/28/2015 | Claimant(s): Colleen Levin, Jon Levin, Jon & Colleen Levin Trust dd 2/20/91
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Larry Edmonson, Herbert Murez, Thomas W. Gregory
Hearing Site: Los Angeles, CA
|  | Expungement |
| 13-02622 | 05/27/2015 | Claimant(s): HSH Family Trust U/A DTD 8/15/2011
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Herbert Murez, Laurent C. Vonderweidt, Richard M. Norman
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00577 | 08/30/2013 | Claimant(s): Dyson Lovell, Robert Einstein
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Bel Air Securities LLC
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Herbert Murez, Arthur F. Brueggeman, Richard J. Stall
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04327 | 06/18/2013 | Claimant(s): Marguerite Arora, Raveen Arora, The Arora Family Trust
Claimant Lawyers(s): Gerard P. Fox
Respondent(s): Chuck Roberts, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Herbert Murez, Thomas R. Watkins, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | $205,028 |
| 11-01377 | 03/04/2013 | Claimant(s): Scott Teter
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Elizabeth A. Copley, Herbert Murez, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-02510 | 01/08/2013 | Claimant(s): Keith Miller, Keith D. Miller IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Salino, Joseph Degregorio, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Capital Ltd.
Respondent Lawyers(s): Anthony John Salino, David Schrader, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen
Arbitrator(s): Herbert Murez, Kenneth E. Owen, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
| | $90,000 |
| 11-02874 | 12/17/2012 | Claimant(s): Donna Berry
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Jeffrey E. Skogsbergh, Elliott David Finkel, Herbert Murez
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-01991 | 02/07/2012 | Claimant(s): Everest Properties II
Claimant Lawyers(s): Erik O. Valderhaug
Respondent(s): Retirement Capital Group Securities
Respondent Lawyers(s): Kimberly A. Montonati
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
| | $60,153 |
| 09-02762 | 08/11/2010 | Claimant(s): Dan Schmeidler
Claimant Lawyers(s): Dan Schmeidler
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai P. Klaassen
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
| | $0 |
| 09-01512 | 12/21/2009 | Claimant(s): David Wolfson Living Trust UAD 4/2/90
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Peter Boorn, Thomas Cooper, Stockcross Financial Services.
Respondent Lawyers(s): George H. Kupper
Arbitrator(s): John B. Wells, Herbert Murez, Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | $1,661,200 |
