| 19-03449 | 06/25/2020 | Claimant(s): Richard R. Bauer Rev. Trust dtd 7/21/11
Claimant Lawyers(s): Debra Weiss
Respondent(s): Cole Gendreau, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Michael S. Matek
Hearing Site: Minneapolis, MN
|  | $0 |
| 18-00458 | 04/17/2020 | Claimant(s): David Kolasa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Lawrence M Green, Sanders William Gropper, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $0 |
| 17-00676 | 08/05/2019 | Claimant(s): Juan Sequeda, Sonia Torres Subira
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | Expungement |
| 14-03122 | 12/22/2016 | Claimant(s): Alastair Short
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Howard D. Jacob, John F. Duane, Clarence Smith
Hearing Site: New York, NY
| | Expungement |
| 14-03811 | 11/18/2016 | Claimant(s): Teresa Rosas, Condado Motors.
Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Andrew W. Sidman, Angela A. Turiano
Arbitrator(s): Langfred W. White, Thomas Joseph Atkinson, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
| | $776,540 |
| 14-03246 | 10/11/2016 | Claimant(s): Emil Soltis
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Theresa R. Joyner, Morton S. Bunis, Ariel Berschadsky
Hearing Site: Newark, NJ
| | Expungement |
| 14-02430 | 09/06/2016 | Claimant(s): Michael Consolo
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Michael Nathanson, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 15-02512 | 08/03/2016 | Claimant(s): Arthur Degen
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Sanford S. Stevens, Linda J. Baer, Francis Carling
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 14-00209 | 11/19/2015 | Claimant(s): James Hammes
Claimant Lawyers(s): Deanna Besbekos
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Terry F. Peppard, William B. Ross, Gerald J. Thain
Hearing Site: Milwaukee, WI
| | Expungement |
| 14-01035 | 09/03/2015 | Claimant(s): Esther Rubin
Claimant Lawyers(s): Esther Rubin
Respondent(s): Debra Bushman, UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
| | Expungement |
