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FINRA Awards for Richard R. Bauer Rev. Trust dtd 7/21/11

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0344906/25/2020Claimant(s): Richard R. Bauer Rev. Trust dtd 7/21/11
Claimant Lawyers(s): Debra Weiss
Respondent(s): Cole Gendreau, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Michael S. Matek
Hearing Site: Minneapolis, MN
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