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FINRA Awards for Arthur Degen

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0251208/03/2016Claimant(s): Arthur Degen
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Sanford S. Stevens, Linda J. Baer, Francis Carling
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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