| 23-02366 | 06/18/2024 | Claimant(s): Jason Zoch
Claimant Lawyers(s): Angela A. Turiano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Tracy L. Allen, Susan L. Walker, Kevin P. Feerick
Hearing Site: Indianapolis, IN
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| 20-00159 | 12/19/2022 | Claimant(s): William Barkow
Claimant Lawyers(s): Richard Roth
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Daniel Robbins, Peter McClellan Wright, Vivian Rivera Drohan
Hearing Site: New York, NY
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| 18-01777 | 01/16/2019 | Claimant(s): Steven Flagg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
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| 16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group.
Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 14-01879 | 09/14/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Angela A. Turiano
Respondent(s): Thomas Buckley
Respondent Lawyers(s): Thomas Buckley
Arbitrator(s): Mary L. Merkle, Madelyn A. Levy, Linda Ashley
Hearing Site: New York, NY
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