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FINRA Awards for Bradley D. Schnur

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Displaying 10 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0176204/10/2024Claimant(s): Melvin Menke
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Richard Coleman, William Brown, Richard James & Associates.
Respondent Lawyers(s): Frank Barravechia, Richard James Coleman, William Robert Brown
Arbitrator(s): Julius Z. Frager
Hearing Site: Louisville, KY
Checkmark IconDismissed by Rule 12511&12212©
20-0226901/29/2021Claimant(s): Liam Glynn
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Joseph C. Cascarelli
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
Checkmark Icon$0
18-0167906/29/2020Claimant(s): Stephen Schroeder
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Blake Kiernan
Respondent Lawyers(s): Blake H. Kiernan
Arbitrator(s): Mark L Miller, Charles G. Michaels, Robert Elman
Hearing Site: Omaha, NE
Checkmark Icon$69,550
19-0312701/29/2020Claimant(s): Thomas Hallenbeck, Thomas Hallenbeck IRA
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski
Arbitrator(s): Deanna M. Tuley
Hearing Site: Denver, CO
Checkmark IconDismissed
18-0044911/08/2019Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Wells Fargo Clearing Services, Robert Greene
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger
Hearing Site: New York, NY
Checkmark Icon$0
18-0274406/27/2019Claimant(s): AGS Underground
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Michael Oromaner
Respondent Lawyers(s): Michael Lawrence Oromaner
Arbitrator(s): Carolyn Renee Payne
Hearing Site: Los Angeles, CA
Checkmark Icon$75,672
17-0277402/20/2019Claimant(s): Dennis Francy
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Alexander Gorchakov, Nelson Felix, Wilfredo Felix, Primex
Respondent Lawyers(s): Alexander Gorchakov, Michael D. Handelsman
Arbitrator(s): Richard E. Lauziere, Ezio Borchini, John James McGovern
Hearing Site: Baltimore, MD
Checkmark Icon$72,896
16-0306409/14/2018Claimant(s): Vincent Farricielli
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Caeron McClintock, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners, EJ Sterling LLC
Respondent Lawyers(s): Caeron Arlington McClintock, Martin Unger
Arbitrator(s): Robert E. Anderson, Sheri J. Caplan, Robert M. Singer
Hearing Site: Hartford, CT
Checkmark Icon$30,000
18-0049806/14/2018Claimant(s): Dale Spring
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Lon Faccini, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Richard R. Logsdon
Hearing Site: Jacksonville, FL
Checkmark Icon$0
17-0216003/22/2018Claimant(s): Joel Anderson
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Sica, Matthew Wesley, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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