| 15-02075 | 04/12/2017 | Claimant(s): Brantley, LTD
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Scott Taddonio, Richard Hunt Crockett, Zachary T. Bader
Arbitrator(s): Avery B. Goodman
Hearing Site: Orlando, FL
|  | $202,620 |
| 14-00829 | 06/15/2016 | Claimant(s): Keith Melton, CUB Melton Properties, Confidential Communications Consultants, H.K.M. Investments., H.K.M. Nevada, LTD, Melton Management., The H. Keith Melton Grantor Trust
Claimant Lawyers(s): Andrew Mytelka, Jeannie Urbani
Respondent(s): Amie Thompson, Kim Isaacson, Morgan Stanley, Paul Shoemaker
Respondent Lawyers(s): Beth A. Black, Daniel D. Hill
Arbitrator(s): Carl Shechter, Lisa Marie Macci, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | $3,586,990 |
| 12-03949 | 06/09/2015 | Claimant(s): Turnberry Capital Management LP, Turnberry Masters, LTD
Claimant Lawyers(s): Kevin J. O'Brien
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): Robert S. Getman, Ivan W. Harper, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | $10,000 |
| 11-03347 | 11/19/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Audrey Kuwabara, Jamie Bennett, Michael Ning, Phillip Rodriguez, Arque Capital, LTD
Respondent Lawyers(s): Jared R.B. Hutton, Shirley Hayton
Arbitrator(s): John E. Ohashi, CathyLyn Rossi, Pamela Jane Koslow
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-02190 | 11/03/2014 | Claimant(s): JZ Family Partnership Limited, LTD, The Jerome Zimmerman Personal Trust
Claimant Lawyers(s): Steven M Katzman
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Mark C. Perry, Myron E. Levenson, Stephen Kahane
Hearing Site: Boca Raton, FL
| | $0 |
| 12-02755 | 07/17/2014 | Claimant(s): Alberto Herz, Rosa Benedetti, Rosalba Capital, LTD
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Javier Naselli, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Seth L. Finkel, Michael P. Schiff, Harry Albirt
Hearing Site: Miami, FL
| | Expungement |
| 10-04105 | 06/07/2013 | Claimant(s): Inversiones Interven, LTD
Claimant Lawyers(s): Robert H. Fernandez
Respondent(s): James Barry, Barry Financial Group
Respondent Lawyers(s): Allan M. Lerner, James D. Sallah, Robert L. Jennings
Arbitrator(s): Mark A. Buckstein
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03341 | 03/04/2013 | Claimant(s): Dominga Ruiz, Theron Ruiz, Marinciana
Claimant Lawyers(s): Dominga Ruiz, Theron Ruiz
Respondent(s): Marvin Revoal, Paul Wiggins, KGM International, LTD, Savons
Respondent Lawyers(s): Paul Anthony Wiggins, Paul Wiggins, Scott P. Monfils
Arbitrator(s): Clyde Fahlman, F. Richard Middaugh, William J. Chambers
Hearing Site: Portland, OR
| | $895,790 |
| 11-02625 | 08/08/2012 | Claimant(s): Fundamental Partnership, LTD
Claimant Lawyers(s): S. Cass Weiland
Respondent(s): Mark Mills
Respondent Lawyers(s): Mark Steven Mills
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
| | $557,200 |
| 10-01320 | 09/06/2011 | Claimant(s): Carl Neuss, Carla Neuss, Elaine Neuss, Hitching Rail Investors, One Westheimer Investors, LTD, DBPP, Pacific Venture Associates Inc. DBPP, Pacific Ventures Associates., Alex Neuss UTMA, Carla Neuss UTMA, Rebecca Neuss UTMA, Carl F. Neuss Beneficiary IRA, Carl F. Neuss IRA, Elaine P. Neuss IRA, Pacific Ventures Asso. 401K, Neuss Family Trust, Prairiestone Investment Trust
Claimant Lawyers(s): Martin B. Greenbaum, Michael Hume
Respondent(s): Wells Fargo Investments, John Milia, Michael Gates
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Robert D. Sussin, Robert C. Albini, Katharine Reed Coleman
Hearing Site: Los Angeles, CA
| | Expungement |
