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FINRA Awards for F. Richard Middaugh

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0334103/04/2013Claimant(s): Dominga Ruiz, Theron Ruiz, Marinciana
Claimant Lawyers(s): Dominga Ruiz, Theron Ruiz
Respondent(s): Marvin Revoal, Paul Wiggins, KGM International, LTD, Savons
Respondent Lawyers(s): Paul Anthony Wiggins, Paul Wiggins, Scott P. Monfils
Arbitrator(s): Clyde Fahlman, F. Richard Middaugh, William J. Chambers
Hearing Site: Portland, OR
Checkmark Icon$895,790
07-0182712/07/2007Claimant(s): Betty Jean Davis IRA
Claimant Lawyers(s): Betty Jean Davis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): F. Richard Middaugh
Hearing Site: Helena, MT
Checkmark Icon$0

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