| 18-02243 | 04/26/2019 | Claimant(s): Patricia Quammie
Claimant Lawyers(s): Paul Larkin
Respondent(s): Howard Newman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Matthew J. Gavaghan
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
|  | Expungement |
| 17-03274 | 04/03/2019 | Claimant(s): SEP FBO Jon L. Shebel, Jon L. Shebel & Susan A. Shebel
Claimant Lawyers(s): Charles Carlson
Respondent(s): Barret Schultz, David McNally, Marshall Cassedy, McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Karl A. Vogeler, David A. Constantino, Meeta Alberta Bass
Hearing Site: Jacksonville, FL
| | Expungement |
| 18-03551 | 03/04/2019 | Claimant(s): David McKaig
Claimant Lawyers(s): David McKaig
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
| | $0 |
| 17-01152 | 10/04/2018 | Claimant(s): Joan Gara
Claimant Lawyers(s): Adam J. Gana
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey, Karl L. Marquardt
Arbitrator(s): Langfred W. White, Victoria G.A. Willingham, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | Expungement |
| 18-00498 | 06/14/2018 | Claimant(s): Dale Spring
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Lon Faccini, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Richard R. Logsdon
Hearing Site: Jacksonville, FL
| | $0 |
| 16-01810 | 04/26/2018 | Claimant(s): HCM Consulting, The HCM Consulting. Pension Plan
Claimant Lawyers(s): Richard Kyle Gavin
Respondent(s): Wells Fargo Advisors, John Crockenberg, Mark Hoffman
Respondent Lawyers(s): Benjamin J. Biard, Beverly Jo Slaughter
Arbitrator(s): Muriel Desloovere, Marshal H. Emerson, David Henry Samson
Hearing Site: Jacksonville, FL
| | $76,257 |
| 15-03156 | 04/16/2018 | Claimant(s): Mark Slaughter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Philip J. Mackey
Arbitrator(s): Gregory D. Hoffmann, Kenneth R. Starr, Andrew Michael Bonderud
Hearing Site: Jacksonville, FL
| | $78,500 |
| 16-02685 | 03/05/2018 | Claimant(s): Michael Byrd IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): Stephen Oliveira, Equinox Securities.
Respondent Lawyers(s): Stephen Michael Oliveira
Arbitrator(s): Ian S. Greig
Hearing Site: Jacksonville, FL
| | $0 |
| 16-02959 | 02/08/2018 | Claimant(s): Linda Oakley TTE of L.Oakley Living Trst
Claimant Lawyers(s): Michael Hill
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Karl A. Vogeler, Andrew Michael Bonderud, Bobby R Wimberly
Hearing Site: Jacksonville, FL
| | $0 |
| 16-03306 | 11/14/2017 | Claimant(s): Jules Gerding, Karen Gerding
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): William H. Fleece, Kenneth R. Starr, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | Expungement |
