| 17-01291 | 08/10/2018 | Claimant(s): SPJST
Claimant Lawyers(s): Hamilton Rial
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Clement Osimetha, Martin Lowy, Mark Leslie Burdette
Hearing Site: Dallas, TX
|  | Expungement |
| 16-02150 | 06/26/2018 | Claimant(s): Lynne Hoseck, Hoseck Investments LLC, The Hoseck Corporation, Estate of Ralph Hoseck, The Hoseck Family Trust No. 1
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Mark Plummer, Texas E&P Partners.
Respondent Lawyers(s): Mark Plummer
Arbitrator(s): G. Maynard Green, Edward J. Lynch, John Kenneth Popham
Hearing Site: Dallas, TX
| | $345,000 |
| 17-02401 | 05/24/2018 | Claimant(s): Russell Hartsfield IRA, Russell and Margaret Hartsfield
Claimant Lawyers(s): Richard Lewins
Respondent(s): Craig Hodges, First Dallas Securities Incorporated, Hodges Capital Management Inc.
Respondent Lawyers(s): Todd A. Murray
Arbitrator(s): Louis J. Weber, Catherine M. Norman, Larry Adair
Hearing Site: Dallas, TX
| | $76,000 |
| 16-01159 | 05/04/2018 | Claimant(s): Todd Benson, Regency Machine Inc.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Elvis Rodriguez, Joseph Damsker
Respondent Lawyers(s): Elvis Amable Rodriguez, Joseph Damsker
Arbitrator(s): Louis J. Weber, Jeff Abrams, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $0 |
| 14-02693 | 04/23/2018 | Claimant(s): Mark Pogue
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): William E. Hartsfield, Jeff Abrams, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | Expungement |
| 17-01117 | 12/06/2017 | Claimant(s): Jeremy Bardin
Claimant Lawyers(s): James G. Lundy
Respondent(s): Gainsco Inc., MGA Insurance Company Inc.
Respondent Lawyers(s): Drew Nachowiak
Arbitrator(s): Dineo Coleman Gary, Joseph Neal Richardson, Charles Robert Elhoff
Hearing Site: Dallas, TX
| | Expungement |
| 15-02709 | 11/28/2017 | Claimant(s): Elaine Marshall, Stephen Cook
Claimant Lawyers(s): T. Ray Guy
Respondent(s): Preston Marshall, Frost Bank, Frost Brokerage Services.
Respondent Lawyers(s): Rupert F. Barron, Thomas R. Ajamie
Arbitrator(s): Robert L. Yeager, Edward J. Lynch, Edward S. Koppman
Hearing Site: Dallas, TX
| | $0 |
| 17-01458 | 11/17/2017 | Claimant(s): Brett Hart
Claimant Lawyers(s): Joshua Kons
Respondent(s): James Pecoraro
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | Expungement |
| 16-03022 | 09/19/2017 | Claimant(s): Smith Walker
Claimant Lawyers(s): David A. Walton
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith Hoffman, Esq.
Arbitrator(s): G. Maynard Green, Robert J. Gregory, Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $0 |
| 16-01883 | 09/08/2017 | Claimant(s): Ken Ridenour
Claimant Lawyers(s): Robert Nass-Worthington
Respondent(s): Dean Kennedy, William Stapleton, Texakoma Financial.
Respondent Lawyers(s): Barry F. Cannaday, Frank L. Broyles
Arbitrator(s): R. Lee Britton Jr., Mark C. Watler, Charles W. Adams
Hearing Site: Dallas, TX
| | Expungement |
