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FINRA Awards for Atlanta, GA

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Displaying 51-60 out of 216 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0300107/13/2020Claimant(s): Wanda Hawk
Claimant Lawyers(s): Wanda C. Hawk
Respondent(s): David Miller, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0
18-0333705/21/2020Claimant(s): Joseph Best
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Timothy Wright, Columbus Advisory Group, Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Alan Wright
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
Checkmark Icon$0
16-0245803/09/2020Claimant(s): Charles H. Jones Family Foundation.
Claimant Lawyers(s): Jo Lanier Meeks
Respondent(s): John Crook, Raymond, James & Associates.
Respondent Lawyers(s): Frank A. Lightmas, Terry R. Weiss
Arbitrator(s): William Barker Brown, James David Askren, Larry Mims
Hearing Site: Atlanta, GA
Checkmark Icon$0
18-0271409/06/2019Claimant(s): Andrew Jones
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Patrick Teutonico, Wesley Clinton, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Scott A. Schweber, Brandt Leonard Ross, George Pinckney Shingler
Hearing Site: Atlanta, GA
Checkmark Icon$276,744
19-0027008/28/2019Claimant(s): Matthew Kilpatrick
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Gregory Crance, OneAmerica Securities.
Respondent Lawyers(s): Emily Sides Bonds, Julie Wilson Portera
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
Checkmark Icon$300
17-0107708/01/2019Claimant(s): Brian Leggett, Bryson Holdings
Claimant Lawyers(s): Craig H. Kuglar, Jeffrey D. Horst
Respondent(s): Jay Pickett, Wells Fargo Clearing Services
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Robert L. Lestina, Charles E. White, Scott A. Schweber
Hearing Site: Atlanta, GA
Checkmark Icon$0
17-0136807/15/2019Claimant(s): Chad Greer, Jerry Trawick, Louise Trawick, Marilyn Bjornas, Michelle Greer, Richard Bjornas
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Jerry McCutchen, Richard Murphy, Ronald Brendengen, Thomas Berthel, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Lita S Menkin, Mark A. Myers, Mollie Wagner Neal
Hearing Site: Atlanta, GA
Checkmark Icon$1,161,120
18-0334005/28/2019Claimant(s): Joseph Best
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Bernard Jasmin, Todd Sanders, Vladimiro Panichi, Empire Asset Management Company
Respondent Lawyers(s): Kristi Gavalier, Mickey B. Wright
Arbitrator(s): William Barker Brown, Judith Stilz Ogden, Charles E. White
Hearing Site: Atlanta, GA
Checkmark Icon$0
17-0291505/03/2019Claimant(s): Christopher Hubbard, Julia Hubbard
Claimant Lawyers(s): Jonathan Palmer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Harry G. Mason, Marcia A. Ogilvie, George Pinckney Shingler
Hearing Site: Atlanta, GA
Checkmark IconExpungement
17-0237005/01/2019Claimant(s): Lesley Mooney, Stephen Mooney, Lesley Mooney IRA R/O FCC, Stephen Mooney IRA R/O FCC
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Christopher Anthony
Respondent Lawyers(s): Christopher Paul Anthony
Arbitrator(s): Yvette L. Nurse, Brandt Leonard Ross, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
Checkmark Icon$435,000

216 Results

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