| 15-00742 | 02/19/2016 | Claimant(s): Elise Arnone, Gerald Short, Dominick Arnone Family Trust
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Jonathan Sheklow
Respondent Lawyers(s): Jonathan Michael Sheklow
Arbitrator(s): Robert Manfredo, Carolyn A. Mann, Martin A. Edelstein
Hearing Site: New York, NY
|  | $151,373 |
| 14-02860 | 06/26/2015 | Claimant(s): Amiram Barkai, Ariel Barkai, Eileen Barkai
Claimant Lawyers(s): Christopher J. Major
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Bernard Lieberman
Hearing Site: New York, NY
| | $605,000 |
| 13-00487 | 08/25/2014 | Claimant(s): Richard Gabay
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Aviv Hen, Stephen Grivas
Respondent Lawyers(s): Aviv Michael Hen, Martin P. Unger
Arbitrator(s): Martin L. Feinberg, Carolyn A. Mann, Amy Y. Moy
Hearing Site: New York, NY
| | $166,658 |
| 13-02445 | 10/18/2013 | Claimant(s): Richard Gabay
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $217,000 |
| 12-00835 | 05/10/2013 | Claimant(s): Supplemental Needs Trust
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | Expungement |
| 12-00274 | 02/20/2013 | Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Carolyn Gregg, Edward Jones
Respondent Lawyers(s): Janet R. McLaughlin
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $0 |
| 09-04138 | 01/07/2013 | Claimant(s): Julia Hussey
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avi Stadler
Arbitrator(s): Romaine L. Gardner, Carolyn A. Mann, Stephen Laughlin Eddy
Hearing Site: Memphis, TN
| | $0 |
| 09-06667 | 04/04/2012 | Claimant(s): Colman McCarthy
Claimant Lawyers(s): John D. Singer
Respondent(s): Michael Byl, William Schloth, Southridge Investment Group LL
Respondent Lawyers(s): David E. Danovitch
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Sherri L. Hughes
Hearing Site: New York, NY
| | $780,100 |
| 09-07046 | 04/05/2011 | Claimant(s): William Copperill
Claimant Lawyers(s): Robert J. Boller
Respondent(s): Mitchell Sloane, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Mitchell H. Sloane
Arbitrator(s): Carolyn A. Mann, Michael J. Deodati, Daniel J. Brooks
Hearing Site: New York, NY
| | $489,710 |
| 09-05015 | 10/14/2010 | Claimant(s): John Hanson, John J. Hanson, IRA
Claimant Lawyers(s): Charles A. Bennett
Respondent(s): Morgan Stanley & Co., Vikas Mohindra
Respondent Lawyers(s): John L. Castelly, John Castelly
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $4,699 |
