Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02450 | 08/04/2021 | Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Aegis Capital Corp. Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 20-03166 | 04/16/2021 | Claimant(s): Sharon Paul Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 19-02738 | 05/13/2020 | Claimant(s): Paula Steinberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 18-02693 | 05/21/2019 | Claimant(s): Jason Hoffman Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Cape Securities. Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 17-01670 | 11/05/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): David Cote Respondent Lawyers(s): David John Cote Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 10-04457 | 09/01/2016 | Claimant(s): Moshe Cohen Claimant Lawyers(s): Moshe Marc Cohen Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Greg Curley Arbitrator(s): Carolyn A. Mann, Ernesto V. Luzzatto, Kenneth F. Leder Hearing Site: New York, NY | ||
| 13-00066 | 11/05/2013 | Claimant(s): Andrew Garrett Inc. Claimant Lawyers(s): Barry M. Bordetsky Respondent(s): Thomas Pfeiffer Respondent Lawyers(s): Thomas Steven Pfeiffer Arbitrator(s): Edward Baer, Allen H. Green, Carolyn A. Mann Hearing Site: New York, NY | ||
| 11-02046 | 03/05/2012 | Claimant(s): Phil Henningsen Claimant Lawyers(s): Philip C Henningsen Respondent(s): Madison Trading Respondent Lawyers(s): Samuel Baruki Cohen Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 09-00286 | 06/24/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Gregory Kenzik Respondent Lawyers(s): Neil A. Sussman Arbitrator(s): Carolyn A. Mann, Preston V. Pumphrey, Alun Hywel Jones Hearing Site: New York, NY | ||
| 10-03192 | 06/16/2011 | Claimant(s): John Gramins Claimant Lawyers(s): Mark E. Ruddy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Gayle S. Sanders, Carolyn A. Mann, Jeffrey P. Bachmann Hearing Site: New York, NY |