| 23-01880 | 03/15/2024 | Claimant(s): Janice DeMocker
Claimant Lawyers(s): James Brian DeMocker
Respondent(s): Morgan Stanley, Teri Kelley
Respondent Lawyers(s): Christine Kendrick
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
|  | Expungement |
| 23-03106 | 03/01/2024 | Claimant(s): Robin Wright
Claimant Lawyers(s): Todd Green
Respondent(s): Morgan Stanley, E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
| | $0 |
| 23-01210 | 02/27/2024 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Glen Silverstein
Respondent(s): Irina Elsarky, Mohamed Elsarky
Respondent Lawyers(s): Irina Elsarky, Mohamed Elsarky
Arbitrator(s): Sandra J. Mullings, Thomas M. Madden, Thomas Patrick Moynihan
Hearing Site: New York, NY
| | $0 |
| 22-00645 | 11/13/2023 | Claimant(s): Thomas Sowers
Claimant Lawyers(s): Thomas S. Sowers
Respondent(s): Morgan Stanley, Geoffrey Korwan
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jim Geiger, Michael J. Ahlstrom, Todd B. Johnson
Hearing Site: Charleston, WV
| | $0 |
| 22-00277 | 11/10/2023 | Claimant(s): Brian Merriam, Judith Merriam
Claimant Lawyers(s): George J. Szary
Respondent(s): Morgan Stanley, Jeffrey Hollander
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Linda A. Cotton, Jennifer L. Bliss, Thomas M. Madden
Hearing Site: Albany, NY
| | $200,000 |
| 21-01965 | 11/08/2023 | Claimant(s): Julie O'Rourke
Claimant Lawyers(s): Pierre Ciric
Respondent(s): Morgan Stanley, Kathleen Entwistle, UBS Financial Services Inc.
Respondent Lawyers(s): Amanda Parisi, Anastasia B. Wohar, David I. Hantman
Arbitrator(s): Oliver W. Williams, Andrew M. Schmertz, Richard Gary Stelnik
Hearing Site: New York, NY
| | Expungement |
| 23-00152 | 10/19/2023 | Claimant(s): Jenny Arnot
Claimant Lawyers(s): Jenny Arnot
Respondent(s): Daniel Baldwin, Morgan Stanley
Respondent Lawyers(s): Suzette J. Barnes
Arbitrator(s): Philip Alan Johnson
Hearing Site: Portland, OR
| | $0 |
| 23-00628 | 10/11/2023 | Claimant(s): Heidi Leeds, Laurence Leeds
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-01865 | 10/02/2023 | Claimant(s): Edward Quam, Faun Doherty, Gudryn Doherty
Claimant Lawyers(s): Frank C. Botta
Respondent(s): Daniel Levine, Morgan Stanley
Respondent Lawyers(s): Daniel Todd Levine, Nicholas J. Hernandez
Arbitrator(s): James T. Carney, Mary Mackey, Thomas J Zahren
Hearing Site: Pittsburgh, PA
| | Expungement |
| 22-02842 | 09/13/2023 | Claimant(s): Sigmund Rogich, Stephen Sameroff, Robert Castiglione & Marilyn Castiglione, The Rogich 2004 Family Irrevocable Trust
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Edward F. Zagajeski, Megan Brillault, John Warner Lowe
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
