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FINRA Awards for Morgan Stanley

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Displaying 121-130 out of 577 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0014102/20/2020Claimant(s): DeAnnah L Thomas, Richard M Thomas
Claimant Lawyers(s): John Garner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey s. Jacobi
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0375402/19/2020Claimant(s): David and Linda Watts JTWROS
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Brian Wurdemann, Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Adam Kauff, Anthony J. Borrelli, Brian M. Wurdemann
Arbitrator(s): Philip Levine, Catherine Stewart, Bryan David Glass
Hearing Site: Newark, NJ
Checkmark Icon$175,000
19-0273302/07/2020Claimant(s): Thomas Wilson
Claimant Lawyers(s): Thomas B. Wilson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
Checkmark Icon$3,136
17-0075702/06/2020Claimant(s): Christopher Bosh, Freida Bosh
Claimant Lawyers(s): Joe B. Abbey, Ryan K. Bakhtiari
Respondent(s): Bradley Dykes, Morgan Stanley, Jeffrey Wiseman
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Robert R. Nursey, G. Maynard Green, C. Sumpter Logan
Hearing Site: Dallas, TX
Checkmark Icon$0
18-0129202/06/2020Claimant(s): Sylvia Ackerman Trust Under Agreement
Claimant Lawyers(s): Anthony J. Badway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Ernesto V. Luzzatto, Peter A. Seibel, Susan Romano
Hearing Site: New York, NY
Checkmark Icon$0
19-0044301/21/2020Claimant(s): Jose Medardo Burgos F, Maria Del Carmen G Burgos, Maria Medina-Luna Anaya
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon Levy
Arbitrator(s): Jack Chapline Vaughan, William A. Allen, Allan R. Lazor
Hearing Site: Houston, TX
Checkmark Icon$0
18-0064712/20/2019Claimant(s): Lydia Chopin
Claimant Lawyers(s): Eric G Behrens
Respondent(s): Morgan Stanley, Kathleen Perry
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Sherry R. Wetsch, Shannon Lyn Mays, Cara Elizabeth Carlson
Hearing Site: Houston, TX
Checkmark Icon$0
18-0247911/13/2019Claimant(s): Betsy Hoffman
Claimant Lawyers(s): Betsy Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Julian F. Santos, Edward S. Hill, Christine H Barrington
Hearing Site: Hartford, CT
Checkmark Icon$0
18-0352911/07/2019Claimant(s): Estate of Gerald Seldin, Gerald Seldin Residuary Trust u/w dated
Claimant Lawyers(s): Jeffrey E. Nusinov
Respondent(s): Alan Hess, Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Edward J. Gutman, James Ray Eyler, Thomas M. Devlin
Hearing Site: Baltimore, MD
Checkmark Icon$173,202
18-0375310/29/2019Claimant(s): Ann Marie Gallagher
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$8,100

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