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FINRA Awards for Kathleen Perry

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0064712/20/2019Claimant(s): Lydia Chopin
Claimant Lawyers(s): Eric G Behrens
Respondent(s): Morgan Stanley, Kathleen Perry
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Sherry R. Wetsch, Shannon Lyn Mays, Cara Elizabeth Carlson
Hearing Site: Houston, TX
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