| 18-04246 | 07/08/2019 | Claimant(s): Stephanie Stiefel, Neuberger Berman BD LLC
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Paulette Mintz, The Ginger Trust
Respondent Lawyers(s): Kearey Wan
Arbitrator(s): David S. Billet, Linda Yarden, Wayne I. Harris
Hearing Site: New York, NY
|  | Expungement |
| 16-02959 | 02/08/2018 | Claimant(s): Linda Oakley TTE of L.Oakley Living Trst
Claimant Lawyers(s): Michael Hill
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Karl A. Vogeler, Andrew Michael Bonderud, Bobby R Wimberly
Hearing Site: Jacksonville, FL
| | $0 |
| 15-02588 | 05/08/2017 | Claimant(s): Munbilla Investments, Ltd.
Claimant Lawyers(s): David R. Clouston
Respondent(s): Richard Szelc, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): G. Maynard Green, Karen Roberts Washington, Joseph G. Werner
Hearing Site: Dallas, TX
| | $0 |
| 13-02190 | 11/03/2014 | Claimant(s): JZ Family Partnership Limited, LTD, The Jerome Zimmerman Personal Trust
Claimant Lawyers(s): Steven M Katzman
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Mark C. Perry, Myron E. Levenson, Stephen Kahane
Hearing Site: Boca Raton, FL
| | $0 |
| 12-03403 | 12/06/2013 | Claimant(s): William Ayers
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): James Clarke, Philip Weyhe
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Linda T. Pellegrino, Robert J. McDonnell, Gregory Stuart Berke
Hearing Site: Newark, NJ
| | $0 |
| 12-03571 | 10/15/2013 | Claimant(s): Isolde Cooper, George Cooper Irrevocable Trust
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Brian Redican, Citigroup Global Markets.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Barnard Seligman, John Daly, Richard Bryce Nesson
Hearing Site: New York, NY
| | Expungement |
| 11-02643 | 11/20/2012 | Claimant(s): Martin Leibowitz
Claimant Lawyers(s): Joseph D. Carney
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Robert Rapp, Kathleen P. Helbig-Hannan, Robert M Lustig
Hearing Site: Cleveland, OH
| | $0 |
| 11-00673 | 10/10/2012 | Claimant(s): Lawrence S. Deitch SEP, Lawrence S. Deitch & Andrea W. Deitch Jo
Claimant Lawyers(s): Joseph A. Sack
Respondent(s): Jeremy Kramer, Marvin Schwartz, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Denzil J. Klippel, Veronica Ann Williams, Wayne I. Harris
Hearing Site: New York, NY
| | $0 |
| 10-03471 | 12/22/2011 | Claimant(s): The Circle Trust UAD, Joan Lane TTEE
Claimant Lawyers(s): Hartley T. Bernstein
Respondent(s): Donna Leone, Laura Sloate, Neuberger Berman LLC, SWM Securities., Sloate, Weisman, Murray & Company.
Respondent Lawyers(s): Compliance Officer, Donna M. Leone, Victor A. Machcinski
Arbitrator(s): Harvey Barrison, Lisa Catalano, Robert S. Clemente
Hearing Site: New York, NY
| | Expungement |
| 10-01380 | 07/12/2011 | Claimant(s): Eleanor Levine
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Gloria O. North, Thomas Czinner, Richard Andrew Cahlin
Hearing Site: Boca Raton, FL
| | $0 |
