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FINRA Awards for The Ginger Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0424607/08/2019Claimant(s): Stephanie Stiefel, Neuberger Berman BD LLC
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Paulette Mintz, The Ginger Trust
Respondent Lawyers(s): Kearey Wan
Arbitrator(s): David S. Billet, Linda Yarden, Wayne I. Harris
Hearing Site: New York, NY
Checkmark IconExpungement

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