Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01513 | 12/19/2022 | Claimant(s): Sussan Hashemi Claimant Lawyers(s): Sussan Hashemi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA |  | $0 |
| 22-01068 | 11/23/2022 | Claimant(s): Cam Grace Porter, David Latimer Porter Claimant Lawyers(s): Howard Rosenfield Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Jill Pilgrim Hearing Site: Hartford, CT | | $0 |
| 22-00240 | 11/16/2022 | Claimant(s): Geoffrey Githaiga Claimant Lawyers(s): Geoffrey Githaiga Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin Lewis Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | | $0 |
| 22-00493 | 11/07/2022 | Claimant(s): Brian Birkes Claimant Lawyers(s): Brian C. Birkes Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Maryanne M. Esser Hearing Site: Little Rock, AR | | $4,371 |
| 21-02810 | 10/20/2022 | Claimant(s): Ariyo Noibi Claimant Lawyers(s): Ariyo Noibi Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | | $0 |
| 19-01839 | 10/18/2022 | Claimant(s): Linda O'Donnell Claimant Lawyers(s): Thomas C. Costello Respondent(s): TD Ameritrade., Peter Keating, United Planners' Financial Services Respondent Lawyers(s): Erinn M. Maguire, Gerry Kowalski Arbitrator(s): Jay B. Bachar, Catherine Esther Bocskor, Robert J. Kirkner Hearing Site: Baltimore, MD | | $244,344 |
| 21-02462 | 10/17/2022 | Claimant(s): John Griffin Claimant Lawyers(s): John C. Griffin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Brian Michael Kane Hearing Site: Jacksonville, FL | | $0 |
| 20-02547 | 10/07/2022 | Claimant(s): Scott Reynolds, SRR Fortress Capital Claimant Lawyers(s): Adam Ford Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Carl Henry Perdue, Nanci Sondra Landy, Arlene Simon Backman Hearing Site: Boca Raton, FL | | $0 |
| 22-01100 | 10/07/2022 | Claimant(s): Lester Tarver Claimant Lawyers(s): Lester Tarver Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | | $0 |
| 21-02661 | 10/04/2022 | Claimant(s): Ricardo De Los Santos, Sandra De Los Santos Claimant Lawyers(s): Ricardo De Los Santos Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Frances Johnson Wright, David A. Schuler, Valarie Wright Hearing Site: Dallas, TX | | $96,193 |