| 12-02242 | 07/16/2015 | Claimant(s): Robert Teel, Robert Charles LLC, Robert Charles & Co., L.P., Robert Charles Class A, Robert Charles L.P., Calvin Brown Memorial Trust
Claimant Lawyers(s): Leslie Wybiral, Louis F. Burke
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates, Paul J. Schumacher
Arbitrator(s): Helen W. Kinnaird, Gene S. Evenskaas, Deanna Margaret Veitia
Hearing Site: San Diego, CA
|  | $327,000 |
| 14-03101 | 06/30/2015 | Claimant(s): Nathan Bard and Monteen Bard
Claimant Lawyers(s): Rob Bleecher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | $0 |
| 14-01261 | 05/26/2015 | Claimant(s): Damon O'Rear, Judy O'Rear, Richard O'Rear, Robert O'Rear, O'Rear Grantor Retained Trust
Claimant Lawyers(s): Edwin J. Schklar, Maggie M. Heim
Respondent(s): Christopher Scarborough, Citigroup Global Markets., Herschell Scarborough, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed, David G. Russell
Arbitrator(s): Lita S Menkin, Ronelle W. Genser, Rudolph Andrew Bata
Hearing Site: Atlanta, GA
| | $0 |
| 13-02749 | 05/22/2015 | Claimant(s): Brenda S. Kinard Trust U/A/D 09-19-2002
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Darryl C. Wilson, John L Mutolo, Joel David Cowart
Hearing Site: Tampa, FL
| | Expungement |
| 14-02855 | 04/01/2015 | Claimant(s): Michel Distel and Anne Distel, JTWROS
Claimant Lawyers(s): Caren S. Brutten
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 13-02995 | 03/09/2015 | Claimant(s): Norman Chesky
Claimant Lawyers(s): Lisa Marks
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | $0 |
| 13-03420 | 02/05/2015 | Claimant(s): Paul and Maureen Tangerman
Claimant Lawyers(s): Elissa Germaine
Respondent(s): Citigroup Global Markets., Robert Fallone
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | Expungement |
| 13-03243 | 01/28/2015 | Claimant(s): Lynette Anderson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
| | Expungement |
| 13-01247 | 12/31/2014 | Claimant(s): The Alice Bilinsky Trust
Claimant Lawyers(s): Alan Kestenbaum
Respondent(s): Deborah Mamber, Dino Carfora, E. Youngberg, Citigroup Global Markets., Julian Frank, Morgan Stanley, Michael Thom, Steven Hart, Steven Sapirstein
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Julian F. Santos, Judith Fields Jurney, Josian Antoine
Hearing Site: New York, NY
| | $0 |
| 11-03024 | 12/08/2014 | Claimant(s): Natasha Jiovino, Route 36 East LLC
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael Fischetti, Micalyn S. Harris, Marvin L. Schuldiner
Hearing Site: Newark, NJ
| | Expungement |
