08-03030 | 07/22/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Theodore R. Snyder Respondent(s): Eric Butler, Julian Tzolov Respondent Lawyers(s): Julian Tzolov, Zachary H. Johnson Arbitrator(s): David Hirschberg, Charles S. Guggenheimer, William P. Laino Hearing Site: New York, NY
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09-02619 | 07/22/2010 | Claimant(s): Matthew Weisberg Claimant Lawyers(s): Anthony V. Trogan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): John R. Main, Harvey Frank, Patrick R. Sughroue Hearing Site: Detroit, MI
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09-07107 | 07/22/2010 | Claimant(s): David A. Noyes & Company Claimant Lawyers(s): Robert L. Cram Respondent(s): Brian Harris Respondent Lawyers(s): Brian J. Harris Arbitrator(s): James F. Carlson Hearing Site: Chicago, IL
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08-01356 | 07/21/2010 | Claimant(s): Dorene Dorn Claimant Lawyers(s): Dorene K. Dorn Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): John Richard Lynch, Kenneth Dymond, Brian F. Mumford Hearing Site: Albany, NY
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09-07249 | 07/21/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John D. Miller Respondent(s): Robert Szigeti Respondent Lawyers(s): Robert Joseph Szigeti Arbitrator(s): Walter M. Schackman Hearing Site: Philadelphia, PA
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09-03246 | 07/20/2010 | Claimant(s): NRP Advisors. Inc., NRP Financial., National Retirement Partners. Claimant Lawyers(s): John C. Holmes Respondent(s): Jeffrey Bafs, Wade Walker, Walker Bafs Retirement Group. Respondent Lawyers(s): Scott C. Matasar Arbitrator(s): Sharon R. Merriman, Lawrence W. Arness, John W. Guy Hearing Site: Indianapolis, IN
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10-01324 | 07/20/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Beth Delaney Respondent(s): Elison Elliott Respondent Lawyers(s): Elison Joseph Elliott Arbitrator(s): Robert Pincus Hearing Site: New York, NY
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09-03941 | 07/15/2010 | Claimant(s): J.P. Turner & Company, L.L.C. Claimant Lawyers(s): Eric J. Dec Respondent(s): Mark Graham Respondent Lawyers(s): Daniel P. Dietrich Arbitrator(s): Benjamin E. Fisher, Ruth C. Adrian, Ian S. Greig Hearing Site: Tampa, FL
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09-04541 | 07/15/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana H. Sur Respondent(s): Lawrence Wood Respondent Lawyers(s): Lawrence Todd Wood Arbitrator(s): Nicholas John Taldone Hearing Site: Atlanta, GA
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09-05774 | 07/15/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Michael Lopez Respondent Lawyers(s): Michael W. Lopez Arbitrator(s): Richard M. Norman Hearing Site: Los Angeles, CA
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