10-00564 | 10/26/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Brian Mcloughlin Respondent Lawyers(s): Brian McLoughlin Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA
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10-01890 | 10/26/2010 | Claimant(s): Cantella & Co.. Claimant Lawyers(s): George W. Mann Respondent(s): Thomas Battista Respondent Lawyers(s): Thomas John Battista Arbitrator(s): Kelly M. Lonergan Hearing Site: Boston, MA
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10-01080 | 10/25/2010 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Cliff Anderson Respondent(s): John Andrews Respondent Lawyers(s): John Andrews Arbitrator(s): Daniel Herbert Margolis Hearing Site: Washington, DC
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10-01563 | 10/25/2010 | Claimant(s): Paul Scileppi Claimant Lawyers(s): Paul Scileppi Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): John A. Astorina, Kenneth M. Felder, Suzanne Amy Zalewski Hearing Site: New York, NY
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10-02359 | 10/25/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): David Lamarche Respondent Lawyers(s): David Edward Lamarche Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA
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08-01050 | 10/22/2010 | Claimant(s): Jefferies & Company. Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Daniel Cohen, Jonathan Sopher, Cohen Asset Management, Cohen Capital Partners II, Infinity Equities 1 LLC Respondent Lawyers(s): Pamela L. Klienberg, Robert L. Herskovits, William A. Rome Arbitrator(s): Bernard A. Kesselman, Hugh N. Fryer, Kip C. Lubcke Hearing Site: New York, NY
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09-03536 | 10/22/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Michael Bock Respondent Lawyers(s): David J. Feingold Arbitrator(s): Lawrence S. Silver, Jeffrey R. Roth, James Conrad Sankpill Hearing Site: Miami, FL
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10-01798 | 10/22/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Robert Gunning Respondent Lawyers(s): Robert Holmes Gunning Arbitrator(s): Martin Mandel Hearing Site: San Francisco, CA
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09-04310 | 10/21/2010 | Claimant(s): New England Securities, New England Life Insurance Company Claimant Lawyers(s): Martin Harris Respondent(s): James Archibald Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): Robert H. Watts, David Ellis, Robert S. Rosenfeld Hearing Site: Manchester, NH
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09-05471 | 10/21/2010 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): John Farrell Respondent(s): Kristian Colvin Respondent Lawyers(s): Jenny K. Goodman Arbitrator(s): Lisa M. Roth, Janice L. Sperow, Sally G. Williams Hearing Site: San Diego, CA
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