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FINRA Awards for Robert Holmes Gunning

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0281611/30/2010Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Robert Gunning
Respondent Lawyers(s): Robert Holmes Gunning
Arbitrator(s): Lester Friedman
Hearing Site: Los Angeles, CA
10-0179810/22/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Robert Gunning
Respondent Lawyers(s): Robert Holmes Gunning
Arbitrator(s): Martin Mandel
Hearing Site: San Francisco, CA

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