Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01422 | 11/10/2023 | Claimant(s): Andrew Rodriguez Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | ||
| 23-01998 | 11/09/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Marlon Scott Respondent Lawyers(s): Marlon Keith Scott Arbitrator(s): Heather Gaile Layton Hearing Site: Houston, TX | ||
| 23-01059 | 11/09/2023 | Claimant(s): Mark Romaine Claimant Lawyers(s): Craig A. Riha Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Mark A. Pratzel Arbitrator(s): Susan Manca Hearing Site: New York, NY | ||
| 23-00365 | 11/09/2023 | Claimant(s): Patrick Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Roxanna V. Gonzalez Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 23-00773 | 11/09/2023 | Claimant(s): Peter Lenane Claimant Lawyers(s): Christopher P. Milazzo Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Larry A. Kimmel, Matthew Fenster, Harvey E. Benjamin Hearing Site: New York, NY | ||
| 23-01248 | 11/09/2023 | Claimant(s): Doel Garciaromero Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 20-01481 | 11/09/2023 | Claimant(s): Marc Broncucia Claimant Lawyers(s): Paul Vorndran Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Michael S. Matek, Steven Meyrich, Mari C. Bush Hearing Site: Denver, CO | ||
| 23-01123 | 11/09/2023 | Claimant(s): Rahul Halwasiya Claimant Lawyers(s): Michael P. Gilmore Respondent(s): vFinance Investments Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 22-02606 | 11/08/2023 | Claimant(s): Travis Hansberger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 23-01147 | 11/08/2023 | Claimant(s): Ryan Wroblewski Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Susan C Lushing Hearing Site: New York, NY |