Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00160 | 10/04/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ | ||
| 23-02022 | 10/03/2023 | Claimant(s): Charles Teixeira Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 23-01305 | 10/03/2023 | Claimant(s): Gregory Benner Claimant Lawyers(s): Harris Freedman Respondent(s): Natcity Investments. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-00255 | 10/02/2023 | Claimant(s): Landon Troyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Jenny Yuan Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE | ||
| 23-01239 | 10/02/2023 | Claimant(s): DawnMarie Corneau Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 22-02046 | 09/29/2023 | Claimant(s): Enrique Lopez Claimant Lawyers(s): Daniel D'Costa Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Steven Akiba Swernofsky, Vincent Vereen, Robert Weston Nuzum Hearing Site: Houston, TX | ||
| 23-00905 | 09/29/2023 | Claimant(s): Jeffrey Schultz Claimant Lawyers(s): Joel Everest Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Richard W. Dissen Hearing Site: Louisville, KY | ||
| 23-01781 | 09/29/2023 | Claimant(s): Nancy Gabany Claimant Lawyers(s): David I. Hantman Respondent(s): Comerica Securities Respondent Lawyers(s): Susan C. Nystrom Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 23-00505 | 09/29/2023 | Claimant(s): David Wentz Claimant Lawyers(s): James P Galvin Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea Snowden Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO | ||
| 20-02356 | 09/29/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gary I. Blackman Respondent(s): Scott Reed Respondent Lawyers(s): Caroline Saunders Arbitrator(s): Marc Kalish, Althea P. Halchuck, LeRoy Melvin Gilbertson Hearing Site: Phoenix, AZ |