Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01044 | 11/16/2023 | Claimant(s): Michael Mc Conachie Claimant Lawyers(s): Michael E. Rowe Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | ||
| 22-02413 | 11/16/2023 | Claimant(s): William Serralles Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-00597 | 11/16/2023 | Claimant(s): Noah Doyle Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY | ||
| 22-02603 | 11/16/2023 | Claimant(s): Karen Vargas Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-00865 | 11/15/2023 | Claimant(s): Gery Sadzewicz Claimant Lawyers(s): Barry P. Kaltenbach Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Raymond P. Buschmann, Sally J. Wiggins, Jacob Gorr Hearing Site: Chicago, IL | ||
| 23-00351 | 11/15/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Ryan Duffie Arbitrator(s): Jim Geiger, Jonathan S. Alcaro, Marcus G. Lashley Hearing Site: Richmond, VA | ||
| 23-01462 | 11/15/2023 | Claimant(s): Donald Johnson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Daniel M. Yamshon Hearing Site: Reno, NV | ||
| 22-00928 | 11/15/2023 | Claimant(s): Alvaro Gonzalez Claimant Lawyers(s): Blaine Bortnick Respondent(s): UBS Securities LLC Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Kimberly C. Lawrence, Phillip Weitzman, Harold Bruce Aspis Hearing Site: New York, NY | ||
| 23-01545 | 11/14/2023 | Claimant(s): Brian Singleton Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC, Cuna Brokerage Services. Respondent Lawyers(s): Michael T. West, Sandra D. Grannum Arbitrator(s): Herbert Liberman Hearing Site: Boise, ID | ||
| 23-00404 | 11/14/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Jeffrey D. Jones Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA |