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FINRA Awards for Karen Vargas

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0260311/16/2023Claimant(s): Karen Vargas
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
20-0224803/09/2021Claimant(s): Karen Vargas
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey Medina Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR

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