| 13-00606 | 09/25/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Moncef Bennaji
Respondent Lawyers(s): Michael Moran
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Boca Raton, FL
| | |
| 13-00632 | 09/25/2013 | Claimant(s): Paul Coviello, Sasha Coviello
Claimant Lawyers(s): James K. Barbee
Respondent(s): Brian Cali, Brian Walsh, Charles Rogalla, David Dickstein, Gary Decker, Harold Davis, Jodi Rogalla, Robert Pettinato, Rosemary Walsh
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
| | Expungement |
| 11-04606 | 09/24/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Pilla
Respondent Lawyers(s): Eric R. Breslin
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
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| 12-04220 | 09/24/2013 | Claimant(s): Michael Fliegelman
Claimant Lawyers(s): Judith L. Goldsborough
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Brian J. Burstin, John Daly, Eric Steven Greenebaum
Hearing Site: New York, NY
| | |
| 13-00688 | 09/24/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R Reid
Respondent(s): Glenn Donahue
Respondent Lawyers(s): Glenn David Donahue
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
| | |
| 13-01192 | 09/23/2013 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Gary Wright
Respondent Lawyers(s): Gary Lee Wright
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH
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| 13-00340 | 09/20/2013 | Claimant(s): Rachael Konz
Claimant Lawyers(s): Kenneth C. Mennemeier
Respondent(s): Marlene Wade
Respondent Lawyers(s): John M. Goralka
Arbitrator(s): Alexander L. Mazour, Linda M. McCoy, Michael J. Fish
Hearing Site: San Francisco, CA
| | Expungement |
| 13-00493 | 09/20/2013 | Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Michael Moore
Respondent Lawyers(s): Michael Todd Moore
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
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| 13-00781 | 09/20/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Alexander J. Nassar
Respondent(s): John Lowe
Respondent Lawyers(s): John C. Lowe
Arbitrator(s): Arthur F. Dewsberry
Hearing Site: Kansas City, MO
| | |
| 13-00993 | 09/20/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Mark Burnam
Respondent Lawyers(s): Mark T. Burnam
Arbitrator(s): Lawrence M. Green
Hearing Site: Boca Raton, FL
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