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FINRA Awards for Marlene Wade

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0034009/20/2013Claimant(s): Rachael Konz
Claimant Lawyers(s): Kenneth C. Mennemeier
Respondent(s): Marlene Wade
Respondent Lawyers(s): John M. Goralka
Arbitrator(s): Alexander L. Mazour, Linda M. McCoy, Michael J. Fish
Hearing Site: San Francisco, CA
Expungement

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