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FINRA Awards for Brian Walsh

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0180412/01/2020Claimant(s): Brian Walsh
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Ameritas Investment Company
Respondent Lawyers(s): Andrea D. Snowden
Arbitrator(s): John F. Burns
Hearing Site: Philadelphia, PA
13-0063209/25/2013Claimant(s): Paul Coviello, Sasha Coviello
Claimant Lawyers(s): James K. Barbee
Respondent(s): Brian Cali, Brian Walsh, Charles Rogalla, David Dickstein, Gary Decker, Harold Davis, Jodi Rogalla, Robert Pettinato, Rosemary Walsh
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
Expungement
09-0289701/11/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Brian Walsh, Stifel, Nicolaus & Co.., Kevin Healy
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Martin Mushkin, Cheryl Feldman, Joseph R. Sahid
Hearing Site: New York, NY

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