Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00761 | 11/17/2023 | Claimant(s): Kimberley Hatchett Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Julian F. Santos, Serge Krimnus, Anthony J Casino Hearing Site: New York, NY | ||
| 23-00414 | 11/16/2023 | Claimant(s): Marc Kreisberger Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Randy R. Maher Hearing Site: Las Vegas, NV | ||
| 22-01423 | 11/16/2023 | Claimant(s): Tradespot Markets Inc. Claimant Lawyers(s): Daniel DeSouza Respondent(s): ICARO Media Group Inc. Respondent Lawyers(s): Kennan E. Kaeder Arbitrator(s): Daniel H. Yaffe, Harvey David Cohen, Marc Ira Sinensky Hearing Site: Boca Raton, FL | ||
| 22-02939 | 11/16/2023 | Claimant(s): Xavier Aguayo Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-01708 | 11/16/2023 | Claimant(s): Kelly Morris Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 23-01044 | 11/16/2023 | Claimant(s): Michael Mc Conachie Claimant Lawyers(s): Michael E. Rowe Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | ||
| 22-02413 | 11/16/2023 | Claimant(s): William Serralles Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-00597 | 11/16/2023 | Claimant(s): Noah Doyle Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY | ||
| 22-02603 | 11/16/2023 | Claimant(s): Karen Vargas Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-00865 | 11/15/2023 | Claimant(s): Gery Sadzewicz Claimant Lawyers(s): Barry P. Kaltenbach Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Raymond P. Buschmann, Sally J. Wiggins, Jacob Gorr Hearing Site: Chicago, IL |