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FINRA Awards for Christopher W. Allick

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0228012/20/2023Claimant(s): Christopher Fusco
Claimant Lawyers(s): Leila M. Shaver
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Christopher W. Allick, Shawn Ridgell, Lemuel Cruz Costibolo
Hearing Site: San Francisco, CA
17-0108601/22/2020Claimant(s): Reuben Nemoto
Claimant Lawyers(s): Mitchell S. Wong
Respondent(s): Chirag Dave, Pacific Financial Partners LLC
Respondent Lawyers(s): Matthew C. Shannon
Arbitrator(s): Barbara M. Anscher, Christopher W. Allick, Michael Craig Butterworth
Hearing Site: Honolulu, HI
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06-0418801/30/2008Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Jeffrey Arburn
Respondent Lawyers(s): Jeffrey Arburn
Arbitrator(s): Alexander L. Mazour, Gary A. Hooker, Christopher W. Allick
Hearing Site: San Francisco, CA

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