23-00329 | 02/14/2024 | Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Leslie Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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23-01231 | 02/14/2024 | Claimant(s): Kristy Meeler Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Maurice M. Feller Hearing Site: Jacksonville, FL
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23-02595 | 02/14/2024 | Claimant(s): NAMCOA - Naples Asset Management Co Claimant Lawyers(s): Paul J McIntyre Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Paul J. Burkhart Hearing Site: Boca Raton, FL
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23-01341 | 02/14/2024 | Claimant(s): Champ Warren Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-01056 | 02/14/2024 | Claimant(s): John Lahoud Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, Laura A. Pizzitola Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
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23-01175 | 02/13/2024 | Claimant(s): Ronan Cox Claimant Lawyers(s): Craig Riha Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Denise L. Quarles, Donald Davis Capelin, Evan Powell Hearing Site: New York, NY
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22-02588 | 02/13/2024 | Claimant(s): David Del Toro Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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23-03022 | 02/13/2024 | Claimant(s): Daniel Sears Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA
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23-00501 | 02/12/2024 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert I. Rabinowitz Respondent(s): Gary Demetri Respondent Lawyers(s): Gary P. Demetri Arbitrator(s): Annamaria Boccia Smith, Veronica Ann Williams, Marguerite Daniels Hearing Site: New York, NY
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23-00916 | 02/12/2024 | Claimant(s): Miguel Hernandez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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