Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01961 | 03/15/2024 | Claimant(s): Mark Kennedy Claimant Lawyers(s): Debra A Jenks Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Michael S. Matek Hearing Site: Denver, CO | ||
| 23-00802 | 03/15/2024 | Claimant(s): Mark Lamkin Claimant Lawyers(s): Nathan Lamb Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Arbitrator(s): George G. Kurschner Hearing Site: Louisville, KY | ||
| 23-01293 | 03/15/2024 | Claimant(s): Nico Sethi Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 23-02473 | 03/15/2024 | Claimant(s): Marie Steinman Claimant Lawyers(s): Robert J. Girard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 23-01544 | 03/15/2024 | Claimant(s): Kerry Norwood Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VALIC Financial Advisors. Respondent Lawyers(s): Kathryn D. Perrault Arbitrator(s): John Kenneth Popham Hearing Site: Dallas, TX | ||
| 23-01315 | 03/15/2024 | Claimant(s): Michael Sievert Claimant Lawyers(s): Peter Lindholm Respondent(s): Arkadios Capital, Triad Advisors LLC Respondent Lawyers(s): Chet C. Payne, Gregory M. Curley Arbitrator(s): Leslie L. Cooney Hearing Site: Jacksonville, FL | ||
| 23-02653 | 03/15/2024 | Claimant(s): Douglas Schiffmiller Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-01455 | 03/15/2024 | Claimant(s): Michael Steffens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Shabbir Chaudhury Arbitrator(s): Gregory G. Gocek Hearing Site: Milwaukee, WI | ||
| 23-02529 | 03/14/2024 | Claimant(s): Peter Blok Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Louis P. Wagman, Leo J. Karwejna, Thomas R Nathan Hearing Site: Philadelphia, PA | ||
| 22-02275 | 03/14/2024 | Claimant(s): David Gershoni Claimant Lawyers(s): David John Freniere Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Hearing Site: Hartford, CT |