| 18-01888 | 01/23/2019 | Claimant(s): Michael Ball
Claimant Lawyers(s): Michael Bessette
Respondent(s): Sentra Securities Corporation
Respondent Lawyers(s): Phillip Hofling
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
| | $0 |
| 18-02270 | 01/23/2019 | Claimant(s): Leila Gough
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | $0 |
| 18-02372 | 01/23/2019 | Claimant(s): Alternative Asset Investment Management
Claimant Lawyers(s): Victor Park
Respondent(s): Victor Rodriguez
Respondent Lawyers(s): Victor Hugo Rodriguez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
| 18-02378 | 01/23/2019 | Claimant(s): Eric Schindler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, United Pacific Securities.
Respondent Lawyers(s): Scott Forbush, Thomas C. Altfillisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Dallas, TX
| | $0 |
| 18-02621 | 01/23/2019 | Claimant(s): Salvadore Miletello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Barbara L. Edin
Hearing Site: New Orleans, LA
| | $0 |
| 17-02748 | 01/22/2019 | Claimant(s): Charles Werckenthien
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Casey M. Stevenson
Arbitrator(s): Charles Orlove
Hearing Site: Indianapolis, IN
| | $0 |
| 17-02820 | 01/22/2019 | Claimant(s): Jon Erickson
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliott D. Finkel, Mark S. Priver, William Ogburn Huggins
Hearing Site: Las Vegas, NV
| | $0 |
| 18-01168 | 01/22/2019 | Claimant(s): Brandi Stahl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | $0 |
| 18-01802 | 01/22/2019 | Claimant(s): Anthony Marcello
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): GunnAllen Financial, J.P. Turner & Company
Respondent Lawyers(s): Christina Vourakis, Deborah Anne Williams
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
| 18-03399 | 01/22/2019 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Renata L. Sobral
Respondent(s): Timothy Johnson
Respondent Lawyers(s): Timothy Edward Johnson
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | $0 |
