| 18-03596 | 01/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Joseph Stango
Respondent Lawyers(s): Joseph John Stango
Arbitrator(s): Steven T. Stern
Hearing Site: Hartford, CT
| | $0 |
| 14-02170 | 01/29/2019 | Claimant(s): John Fichera, John Hoidas, Lawrence Doody
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): William Vellon, Kingsbury Capital LLC, Spencer Trask Ventures.
Respondent Lawyers(s): Barry M. Bordetsky, Nicholas P. Iavarone
Arbitrator(s): Michael S. Matek, Thomas F. Ryan, Michael Nathanson
Hearing Site: Chicago, IL
| | $0 |
| 15-02443 | 01/29/2019 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Gene L. Small
Respondent(s): Charles Margiasso, Daniel Burns, Edward Finocchiaro, Wells Fargo Advisors, Joseph Lafferty, Loreto Testani, Martin Weiss, Michael Rosen, Mitchell Fischer, Timothy Cheriaparampil
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Fred S. Pieroni, Francis Carling, Charles Norman Weinberg
Hearing Site: New York, NY
| | $0 |
| 17-02892 | 01/29/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Alex Salcedo
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert Rosen, Russell T. Doe, Marc David Wilde
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02027 | 01/29/2019 | Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SII Investments.
Respondent Lawyers(s): Louie Castoria
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
| | $0 |
| 18-00766 | 01/28/2019 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | $0 |
| 18-01331 | 01/28/2019 | Claimant(s): Roger Deal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE
| | $0 |
| 18-03000 | 01/28/2019 | Claimant(s): David Rojas
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | $0 |
| 18-03420 | 01/26/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Eric R. Feld
Respondent(s): Anson Kanoy
Respondent Lawyers(s): Anson Kanoy
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
| | $0 |
| 17-01729 | 01/25/2019 | Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Gabriel Antuna, Paul Cowler, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Christopher P. Milazza, Gabriel Fischbarg, John Hitchings
Arbitrator(s): Lilian M. Leong, David Ross, Raymond A. Urci
Hearing Site: New York, NY
| | $0 |
