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FINRA Awards for Louie Castoria

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0202701/29/2019Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SII Investments.
Respondent Lawyers(s): Louie Castoria
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA

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