| 17-02461 | 03/08/2019 | Claimant(s): Bradley Glasman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | $0 |
| 18-02435 | 03/08/2019 | Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): R.M. Stark & Co..
Respondent Lawyers(s): Ellen Adler
Arbitrator(s): Donna Christina Chin, Susan Manca, Barry Jay Mandel
Hearing Site: New York, NY
| | $0 |
| 18-02502 | 03/08/2019 | Claimant(s): Lance Roberts
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Nelsonreid.
Respondent Lawyers(s): John Starks
Arbitrator(s): Frank M. Romano
Hearing Site: Houston, TX
| | $0 |
| 18-00623 | 03/07/2019 | Claimant(s): Deborah Debow
Claimant Lawyers(s): Ann Marie Fitz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Brock B. Gordon
Hearing Site: Columbia, SC
| | $0 |
| 18-02640 | 03/07/2019 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Robert Church
Respondent Lawyers(s): Robert Clarke Church
Arbitrator(s): Paul A. Cash
Hearing Site: Phoenix, AZ
| | $0 |
| 18-03522 | 03/07/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Keith Hollender
Respondent Lawyers(s): Keith David Hollender
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 18-03525 | 03/07/2019 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC
Claimant Lawyers(s): Gerald D. Davis
Respondent(s): Ross Jordan
Respondent Lawyers(s): Ross Douglass Jordan
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
| | $0 |
| 15-00383 | 03/06/2019 | Claimant(s): Marc Horner
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy
Hearing Site: Chicago, IL
| | $0 |
| 17-00030 | 03/06/2019 | Claimant(s): Monica Guttmann
Claimant Lawyers(s): Nathan H. Lichtenstein
Respondent(s): Patricia Mulcahy
Respondent Lawyers(s): Douglas Hyman
Arbitrator(s): Robert S. Sugarman, Michael S. Gregory, Edward Louis Koven
Hearing Site: Chicago, IL
| | $0 |
| 18-00817 | 03/06/2019 | Claimant(s): Eric Candelori
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Marni E. Byrum
Hearing Site: Washington, DC
| | $0 |
