| 18-03297 | 07/23/2019 | Claimant(s): Nathaniel Barnhart
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Elliott Finkel
Hearing Site: Phoenix, AZ
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| 18-03548 | 07/23/2019 | Claimant(s): Andrew Kevlahan
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Josephthal & Co..
Respondent Lawyers(s): John T. McGuire, Nuviah Shirazi
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Newark, NJ
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| 18-04038 | 07/23/2019 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Jennifer Gutenberg
Respondent(s): Cetera Advisors LLC., Pacific West Securities.
Respondent Lawyers(s): Jeremy Carr, Philip A. Pizelo
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
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| 18-04223 | 07/23/2019 | Claimant(s): William Molfetto
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John A. Dewald, Deirdre Renee Fuller, Brian James Tagtmeier
Hearing Site: Houston, TX
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| 18-04331 | 07/23/2019 | Claimant(s): Rex Stanczak
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Paul Schultz
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
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| 19-00366 | 07/23/2019 | Claimant(s): Alfonso Boneta
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Elena G. Rodriguez
Hearing Site: San Juan, PR
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| 19-00599 | 07/23/2019 | Claimant(s): Joseph Stone Capital L.L.C.
Claimant Lawyers(s): Damian Maggio
Respondent(s): Harold Jones
Respondent Lawyers(s): Harold Steve Jones
Arbitrator(s): Lorrie E Whitfield
Hearing Site: New York, NY
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| 18-04326 | 07/22/2019 | Claimant(s): Denise Leong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
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| 18-04333 | 07/22/2019 | Claimant(s): Harvey Hardee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): James K. Langdon
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
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| 18-04347 | 07/22/2019 | Claimant(s): Edward Stellingwerf
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Richard A. Cini
Hearing Site: New York, NY
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